CLE - It's the Vote That Counts: Proxy Voting Issues

CLE - It's the Vote That Counts: Proxy Voting Issues
12:30 PM - 1:30 PM Lunch and registration begin at 12:00 PM. Materials will be provided electronically prior to the program. 1 SUB credit


LIVE and WEBCAST

It’s the Vote that Matters: Proxy Voting Issues Affecting Mutual Funds

Hosted by the Investment Companies Committee


This luncheon CLE program will address Proxy mechanics. Speakers will focus on obtaining the vote - planning the proxy campaign and path to success, understanding the underlying shareholder base, maintaining the integrity of the vote through thorough reconciliation and methods of obtaining votes, including next-gen campaign outreach to shareholders.

The program will provide guidance on the following:
  ·  Quorum and Passage – The Basics
  ·  Overview of the Fund Regulatory Communications Distribution Process
  ·  Critical Steps to Proxy Voting Success
  ·  Searching Shareholders
  ·  Constituents
  ·  Reconciliation – Ensuring the Integrity of the Vote
  ·  Voting
  ·  How Votes are Cast
  ·  What Does the Future Hold?
 
 Join the Investment Companies Committee for their for their first CLE of 2020 and hear guidance on proxy voting issues affecting mutual funds.


Featured Speakers:

Frank J. Maresca 
Vice President 
Mutual Funds & Retirement Solutions Product Management
Broadridge Financial Solutions, Inc.


Michael Collins 
General Manager and Vice President 
Mutual Fund Proxy Solutions
Broadridge Financial Solutions, Inc.
 
 
NON-MEMBERS - IMPORTANT REGISTRATION CODES:  FOR CLE CREDIT OPTIONS ONLY (NOT ON LUNCH ONLY OPTION)
LIVE In-Person Registrants
1. Non-Member Government Attorney or Judicial Non-Member, please enter PROMO Code GVNML1 in the Checkout Cart 
2. Non-Member Legal Services/Public Interest Attorney, please enter PROMO Code LSPINML1 in the Checkout Cart 
3. Non-Member Court Reporter or Non-Member Paralegal, please enter PROMO Code CRPLNML1 in the Checkout Cart

WEBCAST Registrants
4. Non-Member Government Attorney or Judicial Non-Member, please enter PROMO Code GVNMWC1 in the Checkout Cart 
5. Non-Member Legal Services/Public Interest Attorney, please enter PROMO Code LSPINMWC1 in the Checkout Cart 
6. Non-Member Court Reporter or Non-Member Paralegal, please enter PROMO Code CRPLNMWC1 in the Checkout Cart


Registration amount and category will be verified prior to credits being reported!
When
2/20/2020 12:30 PM - 1:30 PM
Where
Philadelphia Bar Association 1101 Market St., 11th Fl. Conference Center Philadelphia, PA 19107 UNITED STATES
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